TY - BOOK AU - Walker,Gordon AU - Fisse,Brent AU - Ramsay,Ian M. TI - Securities regulation in Australia and New Zealand SN - 0455215944 AV - KVB244.3 .S43 1998 U1 - 346.94092 21 PY - 1998/// CY - North Ryde, N.S.W. PB - LBC Information Services KW - Securities KW - Australia KW - New Zealand N1 - Includes bibliographical references (pages 743-753) and index; Select Table of Cases --; Select Table of Statutes --; Acknowledgements --; Introduction --; 1; Current Trends in Australian Securities Regulation --; 2; Securities Regulation in New Zealand: Crisis and Reform --; 3; Reforming Securities Regulation in New Zealand --; 4; A Short History of Securities Regulation in New Zealand --; 5; A Short History of Securities Regulation in Australia --; 6; The New Zealand Stock Exchange and the Securities Markets in New Zealand --; 7; The Securities Market in Australia --; 8; Securities Regulation Laws - What Are They Trying to Achieve? --; 9; The Policy Basis of Securities Regulation in New Zealand --; 10; Foreign Direct Investment in New Zealand --; 11; Public Choice Theory and Securities Regulation in New Zealand --; 12; Mandatory Corporate Disclosure Rules and Securities Regulation --; 13; Institutional Investment in Australia: Theory and Evidence --; 14; Why Have A Companies Act? --; 15; Five Phases of an Initial Public Offering in New Zealand --; 16; Offers to the Public in New Zealand --; 17; Criminal Liability of Professionals in Relation to Public Offerings of Securities --; 18; Due Diligence Reviews for Fund-raisings Under the Australian Corporations Law --; 19; Financial Reporting Regulation --; 20; The Role of the Australian Stock Exchange --; 21; Regulation of Securities Intermediaries in Australia --; 22; Secondary Market Regulation in New Zealand --; 23; The New Zealand Stock Exchange: Rights and Powers --; 24; Civil and Criminal Liability under Australian Securities Regulation: The Possibility of Strategic Enforcement --; 25; An Economic and American Perspective of Insider-trading Regulation in Australia and New Zealand --; 26; Insider Trading in New Zealand: Aspects of the Wilson Neill Case --; 27; Insider-trading Law in Australia --; 28; The International Organization of Securities Commissions --; 29; Extraterritorial Implications of Australian Securities Laws --; 30; Managers and Majorities in Takeover Regulation --; 31; The Takeover Debate in the Context of Securities Regulation in New Zealand: A Law and Economics Perspective --; 32; Futures Market Regulation in Australia --; 33; Futures Contracts: Do They Include Forwards and Swaps? --; Select Bibliography --; Contributors ER -